Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sylvia Howe | 4849785 | 1 | 11/30/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Valerie Vinbaytel | 5640473 | 1 | 01/05/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lisa Rogers Boone | 3114195 | 2 | 01/05/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy Joseph Cullen | 4918093 | 1 | 10/21/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Angela Dawn Walton | 4328527 | 3 | 10/21/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Melissa Hendrix Richards | 4747410 | 1 | 05/19/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Joseph Byrd | 2718708 | 2 | 02/12/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jane Holder | 708906 | 1 | 09/30/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian A Karahalios | 5255721 | 2 | 07/29/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dwayne Mark Peltier | 730119 | 2 | 06/17/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |