Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alvina Mayilyan | 6493018 | 1 | 05/04/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Michael Reilly | 4950533 | 1 | 04/27/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Matthew Brendza | 1703194 | 4 | 04/23/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Michael Brendza | 1703163 | 5 | 04/23/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Chester Casey | 1636473 | 1 | 07/31/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Holly Louise Walcher | 1512169 | 3 | 08/12/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Megan Nina Weakland | 4678321 | 3 | 08/12/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lawrence Scharf | 1099592 | 1 | 04/29/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Cherene Lynn Smith | 5920990 | 2 | 01/20/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Harrison Lloyd Bauman | 5225710 | 2 | 11/04/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |