Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lisa Lynn Stella | 1628629 | 2 | 09/28/1998 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| William Trent Ridd | 1141982 | 1 | 09/22/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Arthur Leo Coleman | 847936 | 3 | 09/04/1998 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Martin Leo Truax | 449720 | 1 | 07/07/1998 | Customer Dispute | Denied | $29,721.50 | $0.00 | See FINRA Report |
| Andrew Miller Saunders | 1877442 | 2 | 06/05/1998 | Customer Dispute | Denied | $9,375.00 | $0.00 | See FINRA Report |
| Marc Barry Orloff | 2522583 | 1 | 05/27/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Michael Hulen | 2237101 | 4 | 09/30/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Roger Gaeckler | 1059215 | 4 | 09/05/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Roger Gaeckler | 1059215 | 4 | 09/05/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Roger Gaeckler | 1059215 | 4 | 09/05/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |