Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elias Tache | 1800891 | 1 | 02/23/1999 | Customer Dispute | Denied | $18,880.00 | $0.00 | See FINRA Report |
| Joel Sanford Singer | 1249076 | 1 | 02/17/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rachel Begun Gammerman | 2712421 | 2 | 01/19/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Alan Corona | 2366356 | 8 | 12/30/1998 | Customer Dispute | Denied | $31,079.80 | $0.00 | See FINRA Report |
| Robert Calhoun Curtis | 1251845 | 3 | 11/24/1998 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Robert Alan Corona | 2366356 | 8 | 11/18/1998 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Robert Wilson Moores | 1723389 | 3 | 11/12/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Louis Weihon Joe | 258778 | 4 | 10/30/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy Michael Riley | 2396771 | 1 | 10/20/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven L Simmerman | 2591072 | 5 | 09/30/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |