Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Karen Kikue Yoshimura Yasukawa | 1540654 | 1 | 07/21/1999 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Kristen A Ragusin | 2291576 | 2 | 07/16/1999 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Michael Arlen Morrison | 1147477 | 4 | 06/24/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Gerald Master Lowe | 1930469 | 3 | 06/07/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Fredric Teich | 2433587 | 8 | 06/04/1999 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
| Martha Jean Stevens | 1883501 | 1 | 04/15/1999 | Customer Dispute | Denied | $8,612.04 | $0.00 | See FINRA Report |
| Paul Bryan Berman | 717991 | 6 | 03/24/1999 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Stephen Robert Besse | 2466615 | 1 | 03/08/1999 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Wiley Richard Gardner | 1177348 | 3 | 03/03/1999 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
| Paul Steven Cohen | 707161 | 2 | 02/24/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |