Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Morris Gourrier | 1727253 | 2 | 10/13/2000 | Customer Dispute | Denied | $5,336.86 | $0.00 | See FINRA Report |
| Marcellus Andrew Massari | 2278963 | 2 | 08/31/2000 | Customer Dispute | Denied | $6,285.00 | $0.00 | See FINRA Report |
| Stephen Earl Crabtree | 1225758 | 1 | 08/25/2000 | Customer Dispute | Denied | $29,481.00 | $0.00 | See FINRA Report |
| Laura Anne Sullivan | 2208920 | 3 | 08/25/2000 | Customer Dispute | Denied | $105,000.00 | $0.00 | See FINRA Report |
| Lance Anthony Nell | 2264257 | 2 | 08/15/2000 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Michael Jay Borza | 1895162 | 1 | 07/17/2000 | Customer Dispute | Denied | $24,000.00 | $0.00 | See FINRA Report |
| Richard Craig Harris | 1114254 | 1 | 07/06/2000 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Margaret Mary Kimmel | 2590587 | 1 | 06/16/2000 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Joseph Christopher Allen | 1614976 | 1 | 05/15/2000 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Charles M Bonatakis | 1006233 | 3 | 03/16/2000 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |