Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Dean Crist | 2737241 | 3 | 07/30/2001 | Customer Dispute | Denied | $21,342.40 | $0.00 | See FINRA Report |
| Jeffrey Yves Laborde | 3227521 | 2 | 07/30/2001 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Alex Ivan Gallego | 1908462 | 8 | 07/19/2001 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Paul Anthony Manfrey | 1866271 | 3 | 07/11/2001 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Keith Ameche Davis | 2292126 | 2 | 06/29/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Wayne Gustafson | 2482384 | 3 | 06/22/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Keith O Marks | 2037542 | 1 | 06/19/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dean Douglas Dancer | 3112880 | 2 | 04/26/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Eric Quigley | 2527490 | 1 | 04/05/2001 | Customer Dispute | Denied | $19,945.00 | $0.00 | See FINRA Report |
| Karen Renee Carnes | 2011951 | 1 | 03/31/2001 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |