Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alexandre Raoul Blagojevic | 2887885 | 3 | 12/17/2001 | Customer Dispute | Denied | $130,000.00 | $0.00 | See FINRA Report |
| John Robert Reuter | 1664689 | 1 | 12/12/2001 | Customer Dispute | Denied | $396,593.00 | $0.00 | See FINRA Report |
| Robert William Parker | 1195044 | 2 | 12/11/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Dustin Robert Helm | 2316803 | 2 | 12/10/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Scott Leeper | 2382652 | 2 | 12/10/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark William Birringer | 1450247 | 1 | 11/30/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Charles Joyce | 2266509 | 1 | 11/30/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Francis Bartlett Lane | 1219928 | 1 | 11/19/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Copeland Hudson | 1616788 | 1 | 11/06/2001 | Customer Dispute | Denied | $13,557.00 | $0.00 | See FINRA Report |
| Octave Joseph Francis | 1590513 | 3 | 11/02/2001 | Customer Dispute | Denied | $8,320.00 | $0.00 | See FINRA Report |