Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Earl Palmer | 2732044 | 2 | 05/20/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Frederic Lamar Dupree | 1562908 | 1 | 05/10/2002 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Jeffery Lane Mallula | 2405614 | 1 | 05/05/2002 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Kieran Thomas Maloney | 1895667 | 3 | 05/03/2002 | Customer Dispute | Denied | $165,000.00 | $0.00 | See FINRA Report |
| Elliot Weissmark | 3042550 | 7 | 04/30/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Laiter | 2762564 | 1 | 04/12/2002 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |
| Steven Wayne Gustafson | 2482384 | 3 | 04/10/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Brian Stillwell | 2166439 | 2 | 04/02/2002 | Customer Dispute | Denied | $42,000.00 | $0.00 | See FINRA Report |
| Robert Willis Pehl | 1310120 | 1 | 04/02/2002 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Brent Steven Burrows | 1586371 | 1 | 03/28/2002 | Customer Dispute | Denied | $87,632.00 | $0.00 | See FINRA Report |