Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Alva Whitehurst | 1510137 | 2 | 08/05/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Christopher Horgan | 1620034 | 5 | 07/25/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Paul David Willson | 2392141 | 6 | 07/18/2002 | Customer Dispute | Denied | $8,570.00 | $0.00 | See FINRA Report |
| Grayson Heard Holly | 1237541 | 1 | 07/17/2002 | Customer Dispute | Denied | $13,500.00 | $0.00 | See FINRA Report |
| Edward Gerard Henrichs | 1729765 | 1 | 07/16/2002 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| James Brian Cummins | 1582798 | 1 | 07/15/2002 | Customer Dispute | Denied | $65,000.00 | $0.00 | See FINRA Report |
| Alp Kemal Onder | 1475627 | 1 | 06/20/2002 | Customer Dispute | Denied | $32,700.00 | $0.00 | See FINRA Report |
| Daniel Lawrence Caso | 1587538 | 5 | 05/28/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Ellen Veronica Martz | 1262473 | 1 | 05/20/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Donald William Rausch | 2843239 | 1 | 05/20/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |