Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Linda Diane Stirling | 1721461 | 1 | 12/17/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Donald Dean Horras | 1056123 | 8 | 12/06/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Adam James Campbell | 2439712 | 2 | 11/05/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kjersten Carlene Lazar | 2338708 | 2 | 11/04/2002 | Customer Dispute | Denied | $71,137.50 | $0.00 | See FINRA Report |
| Joseph Sharpham Jones | 2037546 | 8 | 10/31/2002 | Customer Dispute | Denied | $130,000.00 | $0.00 | See FINRA Report |
| Jeffery Eugene Tomaszewski | 1432054 | 1 | 10/31/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Angelo Jones | 2498034 | 1 | 10/30/2002 | Customer Dispute | Denied | $32,000.00 | $0.00 | See FINRA Report |
| David Anderson Alford | 1711320 | 3 | 10/29/2002 | Customer Dispute | Denied | $31,000.00 | $0.00 | See FINRA Report |
| Jamil Eyvazzadeh | 2701621 | 2 | 10/18/2002 | Customer Dispute | Denied | $19,360.00 | $0.00 | See FINRA Report |
| John Marcus Harris | 857669 | 1 | 10/11/2002 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |