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FINRA Broker Disclosures for Raymond James & Associates, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 441-450 out of 611 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
James Alfred Ducharme2398250105/29/2003Customer DisputeDenied$0.00$0.00See FINRA Report
Michael Jay Shapiro2872328505/21/2003Customer DisputeDenied$68,250.00$0.00See FINRA Report
Barry Lee Garber2196068105/21/2003Customer DisputeDenied$0.00$0.00See FINRA Report
Christopher Shannon Montgomery2023937205/20/2003Customer DisputeDenied$0.00$0.00See FINRA Report
John Stephen Heck2366044105/09/2003Customer DisputeDenied$238,740.00$0.00See FINRA Report
Lawson Hugh Ballard1146807204/14/2003Customer DisputeDenied$172,346.00$0.00See FINRA Report
William Bradford Sullivan1391047604/10/2003Customer DisputeDenied$0.00$0.00See FINRA Report
Geoffrey Alan Japchen2112405103/21/2003Customer DisputeDenied$30,000.00$0.00See FINRA Report
Jeffrey Gordon Hull1856407303/07/2003Customer DisputeDenied$10,000.00$0.00See FINRA Report
Rodney Burton Lineberry1967453103/05/2003Customer DisputeDenied$0.00$0.00See FINRA Report

611 Results

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