Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Thomas Eilers | 2771140 | 1 | 03/11/2004 | Customer Dispute | Denied | $10,766.00 | $0.00 | See FINRA Report |
| Jeffrey Wilson Cornell | 1884609 | 8 | 03/09/2004 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |
| William Bartley Hoyt | 2293822 | 1 | 03/04/2004 | Customer Dispute | Denied | $73,857.00 | $0.00 | See FINRA Report |
| Janet Franco Gordon | 1114409 | 2 | 02/09/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael William Townsend | 2244230 | 3 | 02/09/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Dennis Huston | 253968 | 1 | 02/02/2004 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Peter Russell Alberding | 2309937 | 2 | 01/30/2004 | Customer Dispute | Denied | $284,615.00 | $0.00 | See FINRA Report |
| Fred Simon Maschmidt | 2813824 | 3 | 01/29/2004 | Customer Dispute | Denied | $40,005.00 | $0.00 | See FINRA Report |
| William Richard Dagistino | 1645736 | 2 | 01/23/2004 | Customer Dispute | Denied | $167,547.00 | $0.00 | See FINRA Report |
| Evan Andrew Price | 1448976 | 1 | 01/20/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |