Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gerald Master Lowe | 1930469 | 3 | 07/20/2004 | Customer Dispute | Denied | $9,082.76 | $0.00 | See FINRA Report |
| Dennis Fredrick Schwartz | 2333130 | 2 | 07/12/2004 | Customer Dispute | Denied | $15,844.20 | $0.00 | See FINRA Report |
| Louis Weihon Joe | 258778 | 4 | 06/17/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Russell Hilary Cotton | 2323232 | 4 | 06/14/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Cynthia Elaine Harless | 1882246 | 3 | 06/10/2004 | Customer Dispute | Denied | $26,219.20 | $0.00 | See FINRA Report |
| John David Crawford | 1837069 | 1 | 05/26/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ronald Rikio Ban | 1810619 | 2 | 05/12/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew George Sukhin | 2102283 | 9 | 04/22/2004 | Customer Dispute | Denied | $177,000.00 | $0.00 | See FINRA Report |
| Jeffrey Wilson Cornell | 1884609 | 8 | 04/20/2004 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |
| Harvey Jay McInerney | 705363 | 5 | 03/24/2004 | Customer Dispute | Denied | $82,609.70 | $0.00 | See FINRA Report |