Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Michael Cooper | 2245955 | 3 | 11/15/2004 | Customer Dispute | Denied | $380,000.00 | $0.00 | See FINRA Report |
| Christian Ernst Langenstein | 1535975 | 4 | 11/03/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Walter Hussey | 4395874 | 1 | 10/26/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John Robert Lokar | 1083795 | 2 | 10/20/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mitshel Kein Lavander | 4063194 | 1 | 10/18/2004 | Customer Dispute | Denied | $23,900.00 | $0.00 | See FINRA Report |
| Scott Alan Ashmore | 2269345 | 2 | 10/13/2004 | Customer Dispute | Denied | $10,566.10 | $0.00 | See FINRA Report |
| Fred Simon Maschmidt | 2813824 | 3 | 08/17/2004 | Customer Dispute | Denied | $9,017.32 | $0.00 | See FINRA Report |
| Michael Charles Garlisi | 3007735 | 1 | 08/09/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alan Scott Moore | 2290289 | 2 | 07/30/2004 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Stephan Craig MacHovina | 2077408 | 1 | 07/22/2004 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |