Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Craig Allen Gilmour | 6250470 | 1 | 04/08/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Douglas Alfred Berl | 19535 | 2 | 01/25/2022 | Customer Dispute | Denied | $17,356.00 | $0.00 | See FINRA Report |
| Bryan Kirk Bordelon | 3175386 | 2 | 07/28/2021 | Customer Dispute | Denied | $31,456.40 | $0.00 | See FINRA Report |
| Charles William Gillingham | 2521606 | 3 | 07/19/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy Michael Murnane | 3112342 | 2 | 04/22/2021 | Customer Dispute | Denied | $48,972.50 | $0.00 | See FINRA Report |
| William Romain Spell | 5644797 | 1 | 03/17/2021 | Customer Dispute | Denied | $19,000.00 | $0.00 | See FINRA Report |
| Timothy William Gibson | 2699533 | 1 | 02/12/2021 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Joseph James Klauzar | 2741063 | 1 | 01/25/2021 | Customer Dispute | Denied | $27,540.00 | $0.00 | See FINRA Report |
| Charles William Gillingham | 2521606 | 3 | 01/22/2021 | Customer Dispute | Denied | $589,379.00 | $0.00 | See FINRA Report |
| Nancy Hand Weingard | 867582 | 1 | 08/20/2020 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |