Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradley Matthew Davis | 4197666 | 1 | 04/12/2005 | Customer Dispute | Denied | $37,500.00 | $0.00 | See FINRA Report |
| Mark Joel Rubin | 1936202 | 3 | 04/12/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Michael Peabody | 1022774 | 3 | 04/06/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Russel Kean | 1269587 | 6 | 03/09/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Marc Kleinheksel | 2642285 | 1 | 02/22/2005 | Customer Dispute | Denied | $14,821.40 | $0.00 | See FINRA Report |
| Christopher Shannon Montgomery | 2023937 | 2 | 02/22/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Dean Clemmons | 2326210 | 2 | 02/07/2005 | Customer Dispute | Denied | $8,500.00 | $0.00 | See FINRA Report |
| Scott Fredric Teich | 2433587 | 8 | 01/24/2005 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| John Mark Fleck | 1054723 | 1 | 01/19/2005 | Customer Dispute | Denied | $293,844.00 | $0.00 | See FINRA Report |
| Paul Joseph Stanislau | 1376287 | 3 | 01/14/2005 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |