Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gerald Master Lowe | 1930469 | 3 | 12/13/2005 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| William Charles Thompson | 827534 | 3 | 11/16/2005 | Customer Dispute | Denied | $50,960.80 | $0.00 | See FINRA Report |
| Jeffrey Alan Nydick | 2333056 | 1 | 11/14/2005 | Customer Dispute | Denied | $20,943.00 | $0.00 | See FINRA Report |
| Heidi Suzanne Gough | 2141253 | 4 | 10/31/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Laurel Ann Markley | 1003711 | 3 | 10/19/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Barbara B Corrao | 2142548 | 5 | 09/21/2005 | Customer Dispute | Denied | $88,721.00 | $0.00 | See FINRA Report |
| Richard Gordon Greenwald | 1587967 | 2 | 09/14/2005 | Customer Dispute | Denied | $15,830.00 | $0.00 | See FINRA Report |
| Leonard Avery Weiss | 839316 | 1 | 08/09/2005 | Customer Dispute | Denied | $33,120.00 | $0.00 | See FINRA Report |
| William Bradford Sullivan | 1391047 | 6 | 08/01/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Roy Scott Sachs | 2377881 | 1 | 07/25/2005 | Customer Dispute | Denied | $305,147.00 | $0.00 | See FINRA Report |