Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patricia Botticelli Bennett | 4490199 | 1 | 08/31/2006 | Customer Dispute | Denied | $20,641.20 | $0.00 | See FINRA Report |
| Steven Hartman | 1157759 | 2 | 08/15/2006 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Gil Rubio | 2551136 | 1 | 07/12/2006 | Customer Dispute | Denied | $57,278.00 | $0.00 | See FINRA Report |
| Michael Brian Fink | 1787670 | 1 | 07/07/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Abu B M Farukh | 705171 | 4 | 06/13/2006 | Customer Dispute | Denied | $34,952.20 | $0.00 | See FINRA Report |
| David Booty Doherty | 2549658 | 6 | 04/07/2006 | Customer Dispute | Denied | $348,000.00 | $0.00 | See FINRA Report |
| Bruce Goodwin Crawford | 2555036 | 1 | 04/07/2006 | Customer Dispute | Denied | $348,000.00 | $0.00 | See FINRA Report |
| Matthew Flynn | 4782485 | 4 | 03/03/2006 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Tarek Z Salhab | 4286426 | 6 | 02/02/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Blake E Gordon | 4257025 | 1 | 12/29/2005 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |