Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Gordon Krebs | 2344834 | 3 | 04/30/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Glenn Steven Baker | 1817669 | 4 | 04/19/2007 | Customer Dispute | Denied | $298,072.00 | $0.00 | See FINRA Report |
| Lance Avery Horton | 2260181 | 1 | 03/22/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Amir Shahpari | 4184018 | 2 | 03/07/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kerrie Lynn Best | 2834846 | 3 | 02/23/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Lee Thompson | 2920092 | 2 | 12/13/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark William Leonhard | 1414125 | 2 | 10/06/2006 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Robert Gordon Krebs | 2344834 | 3 | 10/03/2006 | Customer Dispute | Denied | $887,624.00 | $0.00 | See FINRA Report |
| Michael Anthony Velarde | 1707166 | 5 | 09/18/2006 | Customer Dispute | Denied | $900,000.00 | $0.00 | See FINRA Report |
| Dominick Vincent Paonessa | 4485797 | 2 | 09/08/2006 | Customer Dispute | Denied | $14,838.10 | $0.00 | See FINRA Report |