Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas A Seiler | 2088467 | 1 | 02/12/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patrick Michael Seiler | 2670659 | 2 | 02/12/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Lee Snipes | 2182199 | 5 | 01/14/2008 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Alan John Henry | 1199374 | 2 | 10/30/2007 | Customer Dispute | Denied | $29,489.80 | $0.00 | See FINRA Report |
| Richard Anthony Ortega | 4162695 | 1 | 10/18/2007 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Homan Haghighi | 2796228 | 1 | 10/07/2007 | Customer Dispute | Denied | $64,500.00 | $0.00 | See FINRA Report |
| Kevin Michael Dowd | 2379831 | 3 | 09/25/2007 | Customer Dispute | Denied | $13,649.00 | $0.00 | See FINRA Report |
| Randy Boyd Rankin | 1027347 | 3 | 09/10/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Theodore Leon White | 2127249 | 2 | 08/28/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sean Cornelius Suarez | 4663865 | 2 | 08/06/2007 | Customer Dispute | Denied | $65,000.00 | $0.00 | See FINRA Report |