Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alex Ivan Gallego | 1908462 | 8 | 07/15/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Michael Mitchell | 3091132 | 2 | 07/01/2008 | Customer Dispute | Denied | $63,326.00 | $0.00 | See FINRA Report |
| Kenneth Christopher Johnson | 2623646 | 1 | 06/11/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Barron Williams | 2942410 | 1 | 06/05/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gordon Nathan Clakley | 1422251 | 2 | 05/30/2008 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Paul James Rampolla | 1987892 | 1 | 05/15/2008 | Customer Dispute | Denied | $32,000.00 | $0.00 | See FINRA Report |
| Marc Blake Rudofker | 2556158 | 1 | 04/28/2008 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| James Forrest Burnett | 2367983 | 9 | 03/31/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Heidi Suzanne Gough | 2141253 | 4 | 03/18/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Scott Hollier | 2864393 | 1 | 02/25/2008 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |