Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Michael Moyer | 4869584 | 1 | 04/21/2009 | Customer Dispute | Denied | $16,892.00 | $0.00 | See FINRA Report |
| Ralph Jerome Koss | 2481889 | 1 | 04/15/2009 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| David Alan Rodenberg | 2217777 | 1 | 04/14/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Justin Gallagher | 4693428 | 1 | 04/09/2009 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Joan McGrath | 867749 | 1 | 03/30/2009 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Gary Mitchell Najarian | 344683 | 1 | 03/24/2009 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Matthew C Najarian | 2960284 | 1 | 03/24/2009 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Lawson Hugh Ballard | 1146807 | 2 | 03/24/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Glenda Rae Suchy | 2007192 | 1 | 03/20/2009 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| David Mitchell Brodsky | 2005984 | 3 | 03/17/2009 | Customer Dispute | Denied | $180,000.00 | $0.00 | See FINRA Report |