Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Jack Deinlein | 2130276 | 1 | 07/15/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dennis Wayne Briggs | 501735 | 1 | 06/25/2009 | Customer Dispute | Denied | $840,345.00 | $0.00 | See FINRA Report |
| Michel Lee Bess | 4808503 | 3 | 06/19/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Austin Allen Routon | 1085560 | 1 | 06/09/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark William Wardzinski | 2384268 | 2 | 06/09/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Michael Hulen | 2237101 | 4 | 05/27/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Christopher S Weng | 2413401 | 2 | 05/22/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Andrew George Sukhin | 2102283 | 9 | 05/19/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles Michael Cooper | 2245955 | 3 | 05/08/2009 | Customer Dispute | Denied | $23,201.00 | $0.00 | See FINRA Report |
| Steven Lee Grossman | 3210354 | 1 | 04/24/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |