Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eduardo Antonio Bonilla | 3074156 | 4 | 04/26/2010 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| David Scott Ross | 2628746 | 3 | 04/06/2010 | Customer Dispute | Denied | $6,500.00 | $0.00 | See FINRA Report |
| Hassan Kaouss | 4240908 | 2 | 04/05/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Tunstall Inge | 1463719 | 1 | 03/08/2010 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Michael Jay Shapiro | 2872328 | 5 | 03/01/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jonathan Morton Campbell | 2372484 | 1 | 02/22/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Darryl Wayne Thompson | 3085999 | 4 | 01/28/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Charles Warner | 459232 | 4 | 01/22/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Edward Zizmer | 1831746 | 2 | 01/21/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Allen Newton Jones | 2650383 | 2 | 01/21/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |