Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mire Jonovski | 717704 | 1 | 08/20/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jennifer Michelle Bernard | 4353926 | 1 | 08/09/2010 | Customer Dispute | Denied | $33,734.00 | $0.00 | See FINRA Report |
| Jeffrey Yves Laborde | 3227521 | 2 | 07/30/2010 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| George Edward Arras | 819073 | 2 | 07/07/2010 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| James Wennlund | 5289107 | 1 | 06/22/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Roger Courtland Williams | 4622925 | 7 | 06/08/2010 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| George Preston Elliott | 4284559 | 1 | 05/17/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Antonio Giuseppe Sordillo | 4985393 | 1 | 05/11/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Christopher Mahnken | 2198354 | 1 | 05/06/2010 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Glenn August Pahnke | 1803352 | 3 | 05/03/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |