Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Edward Tabor | 2233071 | 2 | 01/11/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rogers Kenneth Haydon | 4452565 | 1 | 12/22/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Elliot Weissmark | 3042550 | 7 | 12/21/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Troy King | 4120301 | 1 | 12/13/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles William Kinslow | 2333517 | 1 | 12/01/2010 | Customer Dispute | Denied | $33,066.00 | $0.00 | See FINRA Report |
| Andrew London Ryan | 4168558 | 1 | 10/29/2010 | Customer Dispute | Denied | $17,950,000.00 | $0.00 | See FINRA Report |
| Matthew Flynn | 4782485 | 4 | 10/12/2010 | Customer Dispute | Denied | $15,551.20 | $0.00 | See FINRA Report |
| David Lee Thompson | 2920092 | 2 | 10/06/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Ward Mayer | 1888667 | 3 | 10/04/2010 | Customer Dispute | Denied | $18,453.50 | $0.00 | See FINRA Report |
| Peter Russell Alberding | 2309937 | 2 | 08/25/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |