Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Bryan Berman | 717991 | 6 | 05/06/2011 | Customer Dispute | Denied | $504,000.00 | $0.00 | See FINRA Report |
| Douglas Richard Amick | 2707196 | 2 | 03/28/2011 | Customer Dispute | Denied | $182,099.00 | $0.00 | See FINRA Report |
| Emily B Fernberger | 2391704 | 2 | 03/16/2011 | Customer Dispute | Denied | $9,855.00 | $0.00 | See FINRA Report |
| Joe Boyd Rowland | 1884662 | 4 | 03/15/2011 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Eduardo Antonio Bonilla | 3074156 | 4 | 03/07/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Leon Pecce | 1792754 | 1 | 03/03/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Barrett Berman | 1274303 | 2 | 02/23/2011 | Customer Dispute | Denied | $9,600.00 | $0.00 | See FINRA Report |
| Kevin Michael Dowd | 2379831 | 3 | 02/08/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David L Frank | 1161169 | 2 | 01/18/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Terri Ann Fought | 2933442 | 1 | 01/12/2011 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |