Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Henry Waechter | 4509330 | 1 | 12/08/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eduardo Antonio Bonilla | 3074156 | 4 | 12/07/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stanwood Chandler Sweetser | 2165198 | 4 | 12/06/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ignacio Maria Crespi Flores | 5574553 | 1 | 11/28/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David P Dillon | 2543631 | 1 | 11/28/2011 | Customer Dispute | Denied | $6,831.00 | $0.00 | See FINRA Report |
| Laurel Ann Markley | 1003711 | 3 | 11/17/2011 | Customer Dispute | Denied | $30,103.80 | $0.00 | See FINRA Report |
| Geoffrey Case Gatlin | 2923439 | 5 | 11/16/2011 | Customer Dispute | Denied | $59,000.00 | $0.00 | See FINRA Report |
| Frank Edward McKenna | 4141095 | 1 | 11/15/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Mandel Stern | 825096 | 6 | 11/15/2011 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Michael Cohen | 50061 | 3 | 11/10/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |