Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald Dean Horras | 1056123 | 8 | 05/16/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy Allan Klingensmith | 1988290 | 4 | 04/10/2012 | Customer Dispute | Denied | $85,000.00 | $0.00 | See FINRA Report |
| Thomas Michael Hyde | 2164618 | 1 | 03/15/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bjorn Andersen | 2102756 | 2 | 02/28/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Warren Lovett Edge | 2422644 | 6 | 02/18/2012 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Stanwood Chandler Sweetser | 2165198 | 4 | 02/07/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Lesley Cooper | 2756078 | 1 | 01/26/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Forrest Burnett | 2367983 | 9 | 01/04/2012 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Angela Dawn Walton | 4328527 | 3 | 12/23/2011 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Joseph Russell Anderson | 1388416 | 1 | 12/09/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |