Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan Scott Moore | 2290289 | 2 | 02/27/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Russell Matthew Roush | 1824257 | 1 | 11/27/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sean F Reynolds | 4784790 | 1 | 10/24/2012 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Nicole Zielke Harris | 2601113 | 5 | 10/12/2012 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Dierk Lane Cockrell | 1583530 | 3 | 10/05/2012 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Eric Shane Leblanc | 2426970 | 2 | 06/22/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Todd Pruitt | 2837491 | 2 | 06/21/2012 | Customer Dispute | Denied | $22,203.90 | $0.00 | See FINRA Report |
| William Harold Greer | 2426757 | 2 | 06/12/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Earl I Silver | 423939 | 1 | 06/07/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ralph Anthony Liberatore | 1589263 | 4 | 06/07/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |