Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chester Jackson Sheffield | 1740544 | 2 | 11/21/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christian Ernst Langenstein | 1535975 | 4 | 10/16/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lee Michael Cohen | 2774178 | 1 | 10/08/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Henry Adam Andrews | 5223080 | 1 | 06/03/2014 | Customer Dispute | Denied | $22,395.60 | $0.00 | See FINRA Report |
| Robert Hugh Sasser | 2749107 | 2 | 05/30/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Philip Joseph Maniaci | 4216092 | 1 | 04/09/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Miller Saunders | 1877442 | 2 | 04/04/2014 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| C Kemper Wharton | 2024584 | 1 | 04/01/2014 | Customer Dispute | Denied | $1,865,150.00 | $0.00 | See FINRA Report |
| Jonathan Andrew Hall | 2707163 | 9 | 02/24/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jon Scott Blair | 1139413 | 1 | 02/19/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |