Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Laura Ellen Blanton | 5099627 | 1 | 02/19/2016 | Customer Dispute | Denied | $5,530.00 | $0.00 | See FINRA Report |
| Paola Gonnet | 4129506 | 1 | 01/27/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert J Radli | 1076710 | 2 | 01/20/2016 | Customer Dispute | Denied | $600,000.00 | $0.00 | See FINRA Report |
| William Bruce Body | 1547342 | 5 | 01/15/2016 | Customer Dispute | Denied | $9,037.09 | $0.00 | See FINRA Report |
| John Robb Edgecomb | 4975827 | 1 | 01/13/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David R Craw | 2322076 | 1 | 01/12/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Theodore Ronald Meihofer | 5334638 | 1 | 12/14/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brianna Christine Perry | 5787683 | 1 | 12/11/2015 | Customer Dispute | Denied | $12,796.00 | $0.00 | See FINRA Report |
| Erik W Weiss | 5005231 | 1 | 12/04/2015 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Theresa Bursey | 4868668 | 1 | 11/02/2015 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |