Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Craig Allen Gilmour | 6250470 | 1 | 04/08/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Douglas Alfred Berl | 19535 | 2 | 01/25/2022 | Customer Dispute | Denied | $17,356.00 | $0.00 | See FINRA Report |
| Mitchell Louis Silverman | 500504 | 8 | 01/20/2022 | Customer Dispute | Settled | $9,880.66 | $0.00 | See FINRA Report |
| Leonard J Boniface | 4704177 | 1 | 11/15/2021 | Customer Dispute | Settled | $40,820.30 | $0.00 | See FINRA Report |
| Dennis Edward Michels | 3076196 | 1 | 10/22/2021 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Claudia Ochoa-Espejo | 6540810 | 1 | 09/24/2021 | Customer Dispute | Settled | $119,311.00 | $0.00 | See FINRA Report |
| Gregory James Duncan-Peters | 1036642 | 1 | 09/13/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bryan Kirk Bordelon | 3175386 | 2 | 07/28/2021 | Customer Dispute | Denied | $31,456.40 | $0.00 | See FINRA Report |
| Charles William Gillingham | 2521606 | 3 | 07/19/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy Michael Murnane | 3112342 | 2 | 04/22/2021 | Customer Dispute | Denied | $48,972.50 | $0.00 | See FINRA Report |