Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Collin Larry Rigler | 1932563 | 2 | 11/28/2022 | Customer Dispute | Denied | $44,720.70 | $0.00 | See FINRA Report |
| Magda Carolina Castro | 6289000 | 2 | 11/04/2022 | Customer Dispute | Withdrawn | $90,000.00 | $0.00 | See FINRA Report |
| Clifton Brent Smith | 2658251 | 4 | 09/19/2022 | Customer Dispute | Denied | $27,287.10 | $0.00 | See FINRA Report |
| Douglas James Adler | 2257195 | 1 | 08/11/2022 | Customer Dispute | Denied | $23,700.80 | $0.00 | See FINRA Report |
| Thomas Joseph Powers | 1425367 | 4 | 08/04/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary Lee Stringer | 4292775 | 1 | 08/03/2022 | Customer Dispute | Denied | $59,093.00 | $0.00 | See FINRA Report |
| Jammie Lynn Perri | 4222503 | 1 | 05/31/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jacob Vaknin | 4552553 | 1 | 04/19/2022 | Customer Dispute | Denied | $88,143.10 | $0.00 | See FINRA Report |
| Joshua D Biering | 6883842 | 1 | 04/13/2022 | Customer Dispute | Denied | $109,697.00 | $0.00 | See FINRA Report |
| Christopher Thomas Spires | 2994653 | 3 | 04/08/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |