Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Russell Allen Johnson | 2256716 | 2 | 05/20/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Tyler Fort | 2556092 | 7 | 05/20/2013 | Customer Dispute | Award / Judgment | $50,000.00 | $0.00 | See FINRA Report |
| Michael Wayne Faircloth | 4055808 | 1 | 04/29/2013 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Andrew Tyler Fort | 2556092 | 7 | 04/15/2013 | Customer Dispute | Award / Judgment | $50,000.00 | $43,662.00 | See FINRA Report |
| Robert Hugh Sasser | 2749107 | 2 | 04/09/2013 | Customer Dispute | Denied | $18,200.00 | $0.00 | See FINRA Report |
| Ivan G Gordon | 4800122 | 1 | 03/27/2013 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Scott D Burns | 1250804 | 3 | 03/13/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matthew McKinney Garnett | 5480990 | 1 | 03/01/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alan Scott Moore | 2290289 | 2 | 02/27/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Robert Havranek | 2299632 | 8 | 02/11/2013 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |