Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Andrew Hall | 2707163 | 9 | 02/24/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mitchell Louis Silverman | 500504 | 8 | 02/22/2014 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Jon Scott Blair | 1139413 | 1 | 02/19/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bruce Jay Rhodes | 866914 | 7 | 02/05/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ruth Zambo Kitzmann | 2579799 | 3 | 12/23/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kimball Stanley III Bullard | 3218049 | 6 | 12/17/2013 | Customer Dispute | Denied | $25,612.00 | $0.00 | See FINRA Report |
| Walter Yost Hooper | 1540706 | 13 | 12/17/2013 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Michael Ancel Brown | 2587735 | 1 | 12/11/2013 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Ira Michael Bauman | 1079115 | 3 | 12/02/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Phillip Roland Valadez | 2525792 | 3 | 11/20/2013 | Customer Dispute | Denied | $66,299.10 | $0.00 | See FINRA Report |