Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Mark Isaacs | 1603360 | 1 | 10/08/2014 | Customer Dispute | Settled | $41,909.20 | $0.00 | See FINRA Report |
| Lee Michael Cohen | 2774178 | 1 | 10/08/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alex Ivan Gallego | 1908462 | 8 | 10/06/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Justin Thomas Preissler | 3263522 | 3 | 09/29/2014 | Customer Dispute | Settled | $9,200.00 | $0.00 | See FINRA Report |
| Joshua Michael Masariu | 3257295 | 1 | 07/15/2014 | Customer Dispute | Settled | $136,936.00 | $0.00 | See FINRA Report |
| Gregory B Renner | 4554327 | 1 | 07/15/2014 | Customer Dispute | Settled | $136,936.00 | $0.00 | See FINRA Report |
| Kevin Collier Lokey | 2489772 | 1 | 07/08/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Geoffrey Case Gatlin | 2923439 | 5 | 06/17/2014 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Henry Adam Andrews | 5223080 | 1 | 06/03/2014 | Customer Dispute | Denied | $22,395.60 | $0.00 | See FINRA Report |
| Christian Ernst Langenstein | 1535975 | 4 | 06/03/2014 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |