Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ruth Louise Doepel | 2717082 | 2 | 06/29/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Solon Elliott | 1405452 | 5 | 06/24/2016 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| John Burke Strange | 1388763 | 7 | 06/23/2016 | Customer Dispute | Settled | $18,543,400.00 | $0.00 | See FINRA Report |
| James Daniel Hitchcock | 1333451 | 4 | 06/17/2016 | Customer Dispute | Settled | $325,582.00 | $0.00 | See FINRA Report |
| Kristy Elizabeth McGee | 4143577 | 1 | 06/13/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| J J Heaton | 4888864 | 1 | 06/07/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Jeffrey Howard | 4605808 | 1 | 06/06/2016 | Customer Dispute | Withdrawn | $30,406.00 | $0.00 | See FINRA Report |
| Mark Ambrose Forsthoefel | 1560744 | 1 | 06/01/2016 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Ghalib Abdulla Kanji | 2675795 | 3 | 05/25/2016 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |
| James Preston Covington | 1302068 | 5 | 05/17/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |