Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Anthony Letourneau | 1639587 | 1 | 10/15/1990 | Customer Dispute | Award / Judgment | $60,000.00 | $56,693.00 | See FINRA Report |
| William Leo Creedon | 1139558 | 11 | 10/09/1990 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Leo Creedon | 1139558 | 11 | 07/25/1990 | Customer Dispute | Settled | $56,836.00 | $0.00 | See FINRA Report |
| Abu B M Farukh | 705171 | 4 | 07/06/1990 | Customer Dispute | Settled | $117,000.00 | $0.00 | See FINRA Report |
| Karen Lynne Lucian | 1147637 | 1 | 04/27/1990 | Customer Dispute | Award / Judgment | $22,309.00 | $3,680.00 | See FINRA Report |
| William Leo Creedon | 1139558 | 11 | 04/01/1990 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Vance Richard Burks | 1078871 | 2 | 03/01/1990 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Gordon Heyworth | 730737 | 2 | 01/03/1990 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Wiley Richard Gardner | 1177348 | 3 | 12/28/1989 | Customer Dispute | Award / Judgment | $40,000.00 | $15,000.00 | See FINRA Report |
| Russell William Stein | 434765 | 3 | 09/26/1989 | Customer Dispute | Settled | $151,199.00 | $0.00 | See FINRA Report |