Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| C Larry Stephens | 725161 | 3 | 10/21/1993 | Customer Dispute | Settled | $10,238.00 | $0.00 | See FINRA Report |
| David Bruce Criner | 1103162 | 2 | 10/21/1993 | Customer Dispute | Settled | $9,013.00 | $0.00 | See FINRA Report |
| David Bruce Criner | 1103162 | 2 | 10/21/1993 | Customer Dispute | Settled | $11,704.00 | $0.00 | See FINRA Report |
| Anthony F Stedem | 1009595 | 1 | 10/20/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Andrew Joseph Kubicsko | 861670 | 3 | 09/27/1993 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Gary David Sievewright | 1814846 | 1 | 07/27/1993 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Jeffrey Wilson Cornell | 1884609 | 8 | 07/22/1993 | Customer Dispute | Award / Judgment | $9,961.00 | $8,719.00 | See FINRA Report |
| Benjamin Edmund Price | 1978186 | 1 | 06/23/1993 | Customer Dispute | Settled | $13,612.50 | $0.00 | See FINRA Report |
| Douglas P Clark | 47468 | 7 | 05/04/1993 | Customer Dispute | Settled | $67,000.00 | $0.00 | See FINRA Report |
| Mark Russel Kean | 1269587 | 6 | 04/06/1993 | Customer Dispute | Settled | $43,125.00 | $0.00 | See FINRA Report |