Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd Lowell Kissel | 1487551 | 3 | 07/26/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gary Jay Handler | 1985218 | 9 | 07/21/1994 | Customer Dispute | Award / Judgment | $37,000.00 | $5,400.00 | See FINRA Report |
| John Eston McCullough | 1915239 | 2 | 06/28/1994 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| C Larry Stephens | 725161 | 3 | 05/03/1994 | Customer Dispute | Award / Judgment | $135,000.00 | $10,000.00 | See FINRA Report |
| Steven Alec Bushman | 1448826 | 4 | 02/17/1994 | Customer Dispute | Settled | $11,000.00 | $0.00 | See FINRA Report |
| Glenn Steven Baker | 1817669 | 4 | 01/26/1994 | Customer Dispute | Settled | $42,271.90 | $0.00 | See FINRA Report |
| Brian Leonard Finnerty | 208042 | 1 | 01/17/1994 | Customer Dispute | Award / Judgment | $100,000.00 | $19,682.80 | See FINRA Report |
| Charles James Smith | 2086208 | 1 | 01/14/1994 | Customer Dispute | Award / Judgment | $9,662.06 | $6,662.06 | See FINRA Report |
| Robert Richard Gonzales | 833945 | 1 | 11/11/1993 | Customer Dispute | Settled | $163,819.00 | $0.00 | See FINRA Report |
| Denver Doyle Attaway | 1098748 | 2 | 10/21/1993 | Customer Dispute | Settled | $59,934.00 | $0.00 | See FINRA Report |