Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Maria Erneston Hendershott | 818681 | 5 | 11/22/1994 | Customer Dispute | Settled | $148,709.00 | $0.00 | See FINRA Report |
| Todd Lowell Kissel | 1487551 | 3 | 11/17/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gary Lee Soben | 815263 | 1 | 11/07/1994 | Customer Dispute | Settled | $18,000.00 | $0.00 | See FINRA Report |
| Trevor Blakeslee Colby | 1774866 | 1 | 10/18/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Barry D Richter | 1387197 | 9 | 10/14/1994 | Customer Dispute | Settled | $54,000.00 | $0.00 | See FINRA Report |
| Thomas Paul Hirsch | 1104240 | 4 | 10/05/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Todd Lowell Kissel | 1487551 | 3 | 09/27/1994 | Customer Dispute | Settled | $20,766.10 | $0.00 | See FINRA Report |
| Robert D Williams | 826960 | 5 | 08/30/1994 | Customer Dispute | Settled | $12,263.40 | $0.00 | See FINRA Report |
| Richard Raymond Sanchez | 1126551 | 2 | 08/25/1994 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |
| Joseph A Toro | 2116897 | 1 | 07/28/1994 | Customer Dispute | Award / Judgment | $260,000.00 | $90,000.00 | See FINRA Report |