Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Philip L Evans | 1647769 | 2 | 08/07/1995 | Customer Dispute | Award / Judgment | $114,110.00 | $82,994.00 | See FINRA Report |
| Kjersten Carlene Lazar | 2338708 | 2 | 05/09/1995 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Andrew John Bilotta | 1201281 | 2 | 05/08/1995 | Customer Dispute | Settled | $457,500.00 | $0.00 | See FINRA Report |
| Daniel Lawrence Caso | 1587538 | 5 | 04/12/1995 | Customer Dispute | Award / Judgment | $1,000,000.00 | $53,704.00 | See FINRA Report |
| Thomas Roy Isaacs | 1359964 | 1 | 03/28/1995 | Customer Dispute | Settled | $23,277.00 | $0.00 | See FINRA Report |
| Paul Steven Cohen | 707161 | 2 | 03/15/1995 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| John Charles Ferguson | 1451570 | 4 | 02/07/1995 | Customer Dispute | Award / Judgment | $3,079.81 | $3,079.81 | See FINRA Report |
| Kevin Lane Cooper | 2258573 | 1 | 01/17/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Thomas Theis | 1847193 | 2 | 12/28/1994 | Customer Dispute | Settled | $48,613.30 | $0.00 | See FINRA Report |
| Robert H Eckert | 1440685 | 2 | 12/15/1994 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |