Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael S Vejins | 4369810 | 1 | 07/19/2018 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| William Benjamin Weber | 2391006 | 1 | 06/29/2018 | Customer Dispute | Denied | $29,174.00 | $0.00 | See FINRA Report |
| Charles John Lindholm | 2679474 | 1 | 06/29/2018 | Customer Dispute | Denied | $29,174.00 | $0.00 | See FINRA Report |
| Paul Nicholas Feder | 5632045 | 2 | 06/11/2018 | Customer Dispute | Settled | $45,111.90 | $0.00 | See FINRA Report |
| Steven Woods | 6414437 | 1 | 05/31/2018 | Customer Dispute | Settled | $14,320.00 | $0.00 | See FINRA Report |
| Mitchell Louis Silverman | 500504 | 8 | 05/17/2018 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| George Edward Mathis | 4271854 | 3 | 05/02/2018 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| Phillip Roland Valadez | 2525792 | 3 | 04/23/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kelly Marie Stewart | 4719669 | 1 | 04/22/2018 | Customer Dispute | Settled | $5,059.00 | $0.00 | See FINRA Report |
| Nancy Anne Branton | 1764824 | 3 | 04/10/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |