Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Magda Carolina Castro | 6289000 | 2 | 03/26/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert J Radli | 1076710 | 2 | 03/24/2020 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Daniel John Kraus | 719032 | 2 | 03/23/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Andrew George Sukhin | 2102283 | 9 | 03/20/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Fred Bachinsky | 1002854 | 5 | 03/17/2020 | Customer Dispute | Denied | $228,465.00 | $0.00 | See FINRA Report |
| Lisa Lyn Westmoreland | 1398304 | 4 | 03/16/2020 | Customer Dispute | Denied | $36,515.00 | $0.00 | See FINRA Report |
| Miles Jason Pure | 2475647 | 2 | 03/13/2020 | Customer Dispute | Denied | $9,100.00 | $0.00 | See FINRA Report |
| Tawn Loretta Bullock | 6780768 | 2 | 02/24/2020 | Customer Dispute | Denied | $230,000.00 | $0.00 | See FINRA Report |
| Andrew H Lee | 2257654 | 2 | 02/24/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Marina Sonya Tudela | 2269112 | 3 | 02/14/2020 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |