Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carrie Ellyn Esposito | 6279864 | 2 | 12/30/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jennifer Rebecca Cisternas | 2821562 | 3 | 12/11/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jennifer Rebecca Cisternas | 2821562 | 3 | 12/11/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Janell A Harris | 7558296 | 1 | 08/31/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Phillip Merrill Cook | 6056873 | 1 | 07/30/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Angela Russino Spinner | 4247209 | 1 | 07/27/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eugene Andrew Cunningham | 2103577 | 1 | 12/02/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joshua L Haggerty | 4526989 | 1 | 10/29/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Vincent Sieben | 2680307 | 1 | 12/16/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael P Iaquinta | 4232155 | 1 | 10/29/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |