Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Christian Robert Widing | 4855419 | 2 | 07/14/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Linda Anne O Loughlin | 2193920 | 1 | 05/23/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kimberly Dawn Pruitt | 5222701 | 1 | 03/09/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leah Leslie Watkins | 4808474 | 1 | 07/19/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Dennis Oliver | 6233465 | 1 | 07/08/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nancy Maria-Tuifel Horihan | 1551732 | 1 | 12/12/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Keith Wesley Blades | 4748469 | 1 | 09/14/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kostas Nickolas Mattis | 5399132 | 3 | 07/01/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Melissa Heather Eskew | 5863985 | 3 | 01/15/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Melissa Heather Eskew | 5863985 | 3 | 01/08/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |