Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brennan Patrick Kelly | 4557479 | 2 | 06/11/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David James McMiller | 6994500 | 1 | 02/02/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Nicholas Harring | 6072260 | 1 | 10/31/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Edward Rose | 4409049 | 2 | 05/22/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jaime L Cutler | 6384146 | 1 | 04/07/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Philip Nicholas Singleton | 6084058 | 1 | 04/04/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Regan Jeanine Jernigan | 6140119 | 1 | 09/15/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Jay Voss | 6722307 | 1 | 09/10/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christian James Clifford | 6332707 | 1 | 08/24/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Desquitado | 4084609 | 1 | 05/28/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |