Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Allen Foster | 4299466 | 1 | 07/07/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stevan Douglas Paton | 2212011 | 3 | 04/23/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Justin Paul Roman | 4406644 | 1 | 02/22/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chase Allen Schaefer | 6292066 | 1 | 03/30/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Lewis Glass | 6230883 | 2 | 09/08/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Alan Cutliff | 2728259 | 2 | 10/28/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joshua Paul Aylesworth | 3121494 | 3 | 10/19/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric K Wrightsel | 6073114 | 1 | 06/02/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Patrick Dempsey | 3261536 | 1 | 05/14/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mitchell N Rosich | 6056324 | 1 | 11/23/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |